Proportionality, at length: the Supreme Court’s “QASA” ruling

The Supreme Court has in today’s judgment in R (Lumsdon) v Legal Services Board ruled lawful the Quality Assurance Scheme for Advocates, as approved by the Legal Services Board. The scheme will require advocates to seek accreditation, which will require performance assessment by trial judges. The judgment’s unsurprisingly been welcomed by the Legal Services Board, but has disappointed those like the Criminal Bar Association who’ve objected to the scheme. The CBA said

The CBA remain of the view that the scheme is a bad one. At a time that the new Administration calls for the highest quality advocacy in the Crown Court the CBA feels that those best trained for such a service will have to go through this system (which will do nothing by way of positive measures to help advocates address weaknesses identified) in order to expose any lack in quality that was, on the evidence insofar as it was assessed, found not to exist to any significant degree at the Bar.

Apart from what it means for the practice of advocacy, the judgment’s interesting because of its lengthy and detailed explanation of the principle of proportionality in EU law. The applicants had argued that QASA was contrary to article 9 of the EU Services Directive (2006/123/EC) which permits national authorisation schemes controlling access to service activities only if they’re

justified by an overriding reason relating to the public interest

and if

the objective pursued cannot be attained by means of a less restrictive measure …

those two requirements together amounting to a classic definition of what lawyers call “proportionality”.

The Court of Appeal considered this – and mucked it up. It ruled that (para. 102)

It is not for the court to decide whether QASA is disproportionate. The court is not entitled simply to substitute its own views for those of the LSB: see R (Sinclair-Collis Ltd) v Secretary of State for Health [2011] EWCA Civ 437[2012] QB 394, at paras 19-23 (per Laws LJ, dissenting), paras 115-155 (per Arden LJ) and paras 192-209 (per Lord Neuberger MR). We remind ourselves that we are reviewing the proportionality of the LSB’s decision. Even under a proportionality test, the decision-maker retains a margin of discretion, which will vary according to the identity of the decision-maker, and the subject-matter of the decision, as well as the reasons for and effects of the decision. A decision does not become disproportionate merely because some other measure could have been adopted. We accept the submission of Mr Giffin that the decision-maker’s view of whether some less intrusive option would be appropriate as an alternative is likewise not a question on which the court should substitute its own view, unless the decision-maker’s judgment about the relative advantages and disadvantages is manifestly wrong.

Some of this is right. But what’s wrong is the idea that a court was not entitled to decide for itself whether or not the scheme was proportionate. Actually, it had to do so (assuming the Directive applied). The legal question for the court was whether the scheme is proportionate – not whether it was lawful for the LSB to think it proportionate.

That major but simple error has provoked the Supreme Court to spend half of this judgment explaining at length (paras. 23-82) how proportionality works in EU law. We’re told the principle is not to be approached in the same way as human rights proportionality; and that the intensity of proportionality review varies, the Supreme Court giving examples in three categories of case.

This is all very interesting, and the Supreme Court cites plenty of case law to back up its approach. But I wonder how helpful it is, ultimately. I must admit to being suspicious of very detailed, fine-grained academic explanations of what are ultimately quite broad public law concepts like proportionality. The Supreme Court itself says (para. 23)

the only authoritative interpreter of that principle is the Court of Justice … It has also to be said that any attempt to identify general principles risks conveying the impression that the court’s approach is less nuanced and fact-sensitive than is actually the case

and (para. 34)

It is … important to avoid an excessively schematic approach …

I’m also sceptical of the sharp divide drawn in this judgment between EU proportionality, and human rights proportionality. Why should they be different, really? The more I look at Lord Reed’s and Lord Toulson’s explanation of the concept, the harder I find it to understand the distinction, especially since the Court of Appeal’s “subjectivist” error in this case was very like the error it made in a human rights context in the Begum case in 2006.

And are public law decision makers supposed to follow several different approaches to proportionality in different contexts? I think that’s too complex from the point of view of public servants and their advisers, who want to make good, defensible decisions.

The whole exercise has a slightly looking-glass feel when you realise that the Supreme Court ultimately agreed with the Court of Appeal that QASA is proportionate, and didn’t even decide whether the Services Directive applies. The QASA scheme may not, legally, have to be proportionate at all.

I’ve no doubt this judgment will now routinely be cited whenever EU proportionality is in question, but wonder how helpful it’ll actually be. Of course concepts can deceptively seem simple; but sometimes complexity also deceives. It might have been better just to reject the Court of Appeal’s “subjective” approach to proportionality – a plain mistake. Time will tell whether the Lumsdon classification makes proportionality clearer, or more obscure.

Will Obamacare survive “destructive analysis”?
King v Burwell in the US Supreme Court

It may be on Thursday; it may be next week. But soon, the US Supreme Court will give its opinion in King v Burwell, a case on interpretation of the Affordable Care Act with huge potential consequences for President Obama’s healthcare reform. From an English point of view, the legal argument being made for the petitioners “sounds like a voice from the past”, as Lord Denning would have put it.

This is the third attempt to defeat “Obamacare” in the courts. In NFIB v Sebelius, the Supreme Court ruled the Act’s “individual mandate” (making health insurance compulsory) compatible with the Constitution; then in Burwell v Hobby Lobby Stores it allowed some employers a religious opt-out from covering their workers for contraception. King is an attempt to wreck Obamacare, based on a literal reading of the Act which would block tax subsidies to people enrolled on federal health insurance “exchanges”.

Section 1311(b)(1) of the Act requires states to set up insurance exchanges:

(1) IN GENERAL.—Each State shall, not later than January 1, 2014, establish an American Health Benefit Exchange (referred to in this title as an ‘‘Exchange’’) for the State that—

(A) facilitates the purchase of qualified health plans …

But section 1321(b)(1), intended to give states flexibility, says that if a state does not elect to set up its own exchange, then

the Secretary shall (directly or through agreement with a not-for-profit entity) establish and operate such Exchange within the State …

the “Secretary” being President Obama’s Health Secretary, Sylvia Burwell.

The key question in the case is how these provisions relate to section 36B of the Internal Revenue Code (inserted by section 1401 of the ACA). This provides for the calculation of tax credits to make health plans affordable in respect of any month in which a person is covered by a health plan (section 36B(c)(2)(A)(i))–

that was enrolled in through an Exchange established by the State under section 1311 …

The petitioners’ argument is simply this: in a state which chose not to set up its own exchange, no tax subsidies can be paid to those enrolled in plans through the “fallback” federal exchange because that’s not, literally,

an Exchange established by the State under section 1311.

The entire question in this case is whether those plain words rule out the tax credits. The petitioners say they do, and that applying the “plain meaning” of the Act, the government must stop subsidising the health plans of millions of Americans in the states covered by federal exchanges.

Admittedly, the provisions are badly drafted. Nonetheless, the petitioners’ argument seems so obviously at odds with what President Obama’s (then) Democrat majority in Congress wanted – affordable healthcare, with federally-subsidised health insurance for all Americans – that it’s hard for an English lawyer to see how it could possibly succeed.

The contemporary English approach to statutory interpretation was summed up by Lord Bingham in 2003 in R (Quintavalle) v Health Secretary (see para. 8):

The basic task of the court is to ascertain and give effect to the true meaning of what Parliament has said … But that is not to say that attention should be confined and a literal interpretation given to the particular provisions which give rise to difficulty. Such an approach … may … (under the banner of loyalty to the will of Parliament) lead to the frustration of that will, because undue concentration on the minutiae of the enactment may lead the court to neglect the purpose which Parliament intended to achieve when it enacted the statute … The court’s task, within the permissible bounds of interpretation, is to give effect to Parliament’s purpose. So the controversial provisions should be read in the context of the statute as a whole, and the statute as a whole should be read in the historical context of the situation which led to its enactment.

Applying this sort of approach to legislative meaning, I think there’s little doubt the UK Supreme Court would uphold the lawfulness of the tax credits. Nor does the petitioner’s case really make sense in terms of the “sophisticated text-based interpretive approach” supposedly favoured by American conservative judges, as Abbe R. Gluck has argued. On the contrary, what we’re dealing with here is the sort of “destructive analysis” Lord Denning wanted to reject back in 1950.

The ACA may be saved by the application of specific American canons of interpretation: I’m thinking of “constitutional avoidance” in pursuance of the “anti-commandeering doctrine”, an approach which may appeal to one or two of the Justices. Congress cannot use tax credits (or their denial) to bully states into implementing federal policy; and therefore such an unconstitutionally literal reading should be avoided if possible.

But the case illustrates something important and interesting about American legal culture. In England, respect for Parliament’s sovereignty means judges usually try to find its genuine legislative intent (I don’t think they really did in the recent case about Prince Charles’s letters). Some American judges in contrast seem willing to use every legal tool – not only constitutional principle but a wrecking literalism in interpretation – to frustrate legislators.

Thanks to the Oyez Project of IIT Chicago-Kent College of Law, you can listen below to the whole oral argument in King v Burwell. And you can read all about the case, and all the briefs filed in it, and the outstanding SCOUTUSblog. The Court’s opinion’s due this week or next.

First Reading: Ellie Cumbo on her
Ground of Divorce and Dissolution Bill

I met the campaigner Ellie Cumbo earlier this week to discuss her Ground of Divorce and Dissolution Bill, published here yesterday. We talked about why she wants to bring in “no fault” divorce, how her model would work, and why she thinks divorce reform is such a difficult subject. She says –

Where I think the case for law reform is often the strongest is where it seems that, actually, the law is already lagging behind what public opinion thinks the law is.

We met at the Cittie of Yorke, right next to Gray’s Inn – a favourite haunt of bar students, and one of London’s most legal pubs.

2015-06-19T00:47:14+00:00Tags: , , , , |

First Reading: Ellie Cumbo’s
Ground of Divorce and Dissolution Bill

First Reading is a new regular feature in which I ask campaigners, writers and thinkers what law they’d change, if they could table their own “private person’s bill” in Parliament. My first guest is the campaigner and policy researcher Ellie Cumbo – and here’s her Ground of Divorce and Dissolution Bill, to radically reform the law on divorce. You’ll be able to hear Ellie explain her policy in discussion with me here on Head of Legal tomorrow.

Have a look at Ellie’s bill, and you’ll see she wants to bring in “no fault” divorce in England and Wales (and an equivalent system of “no fault” dissolution of civil partnerships). Under the bill, you could, as now, petition for divorce after a year of marriage. But you wouldn’t have to cite any “facts” – such as adultery or unreasonable behaviour – to justify your claim that your marriage had broken down. The court would simply have to grant you a divorce “on demand”, except in a rare case to avoid grave hardship to your spouse.

You’ll see that the bill amends the two Acts of Parliament that govern this area: the Matrimonial Causes Act 1973, and the Civil Partnerships Act 2004. Clause 1 of the bill amends the 1973 Act, replacing the current ground of divorce with the new “no-fault” ground, amending the law on hardship, and bringing the law on judicial separation in line with Ellie’s new approach to divorce. Clause 2 amends the 2004 Act to make parallel changes to civil partnership law.

It was great fun to draft this bill for Ellie, and it gave me a bit of practice as a legislative drafter. I know some readers are legally nerdish enough to spot my boo-boos – and you’re more than welcome to let me know about them! I’m grateful to John Bolch, an actual family law expert who helped me work out what I needed to do. This is I think a way of opening up an important discussion about how to modernise the law on divorce.

Do come back tomorrow, when Ellie will explain why she wants to change divorce law in this way, how she thinks it’d work, and why she thinks divorce reform is difficult.

2015-06-18T18:51:18+00:00Tags: , , , , |

Psychoactive substances: Labour’s February 2015 amendment to the Serious Crime Bill

Anyone following the progress of the Psychoactive Substances Bill (the general principle of which which be debated on Second Reading in the House of Lords tomorrow) may be interested in this amendment tabled by Labour’s Home Affairs team (as “NC21”) at Report Stage on the Serious Crime Bill earlier this year.

New psychoactive substances

(1) It is an offence for a person to supply, or offer to supply, a synthetic psychoactive substance, including but not restricted to—

(a)  a powder;
(b)  a pill;
(c)  a liquid; or
(d)  a herbal substance with the appearance of cannabis,

which he knows, or has reasonable cause to believe, to be so acting, that the substance is likely to be consumed by a person for the purpose of causing intoxication.

(2) This section does not apply to alcohol, tobacco, or any drug currently scheduled under the Misuse of Drugs Act 1971 or the Medicines Act 1968 or any substance, product or foodstuff specified by the Secretary of State following consultation with the Advisory Council on the Misuse of Drugs.

(3) A person guilty of an offence under this Part of this Act shall be liable—

(a)  on summary conviction, to imprisonment for a term not exceeding six months or to a fine not exceeding the statutory maximum, or to both such imprisonment and fine;
(b)  on conviction on indictment, to imprisonment for a term not exceeding three years.

Diana Johnson for Labour said about it —

New clause 21 is about new psychoactive substances. We have tabled it to enable effective action to be taken against the sellers of legal highs. It would mean that legal highs could be controlled in the same way as solvents, making it much easier to prosecute and close down sellers and prevent them from using the excuse that a substance is not for human consumption. A similar approach has been adopted in Ireland, and the number of head shops there has fallen from 100 to six. The new clause was drafted in conjunction with the Angelus Foundation, and we also took advice from the UK Drug Policy Commission.

I know that there have been some attempts to close down sellers through trading standards legislation, but most attempted prosecutions have failed because sellers use a loophole in the law to avoid prosecution by labelling their products as plant food or bath salts, or by saying that they are not fit for human consumption. We believe that new clause 21 could deal with that.

Karen Bradley for the government responded —

The Government welcome the principle behind new clause 21, but the expert review panel made it clear in its report last October that the ban on the supply of new psychoactive substances needs careful consideration. Our priority is to frame correctly any new offence and ensure that it is robust yet proportionate and embedded in a comprehensive legislative package. The Government are moving swiftly so that the necessary primary legislation is ready to be introduced at the earliest opportunity in the new Parliament.

The amendment wasn’t pressed to a vote.

Opposition politicians and charities don’t have the government’s access to professional legislative drafters, so we shouldn’t read too much significance into Labour’s use of the word “synthetic”. It might be a helpful concept in this context. I’m not sure, though, what a pharmaceutical chemist or other drug expert would understand by a “synthetic” substance. If intended to exclude naturally occurring things it seems at odds with the concept of a “herbal” substance, which the amendment seems intended to include.

But it does give us a good idea of Labour’s thinking at that time. The amendment was clearly aimed at creating the sort of wide ban on new psychoactive substances the government now wants to bring in, so it seems likely Labour will give the new bill their broad support.

2015-06-08T14:25:26+00:00Tags: , , , |

And another thing …
(about the Psychoactive Substances Bill)

One of the things some people claim shows the bill is “badly drafted” is the way exemptions are written for caffeine and alcohol.

The implication is that Parliamentary counsel are so incompetent, they have created self-contradictory exemptions, since any caffeine or alcohol product obviously contains a psychoactive substance. Duh!

Close, but no tobacco product. Because section 2(1) provides that

In this Act “psychoactive substance” means any substance which—
(a) is capable of producing a psychoactive effect in a person who consumes it, and
(b) is not an exempted substance

it follows that anything exempted in Schedule 1, whatever action it may have on the brain, is not, for the purposes of this legislation, a “psychoactive substance”. So the exemption for caffeine (for example) works perfectly. It reads:

Caffeine or caffeine products.

In this paragraph “caffeine product” means any product which–
(a) contains caffeine, and
(b) does not contain any psychoactive substance.

Since caffeine is exempt, it is not a “psychoactive substance” at all; so a caffeine product such as a soft drink is taken out of the exemption only if it contains some “other” psychoactive substance. I put other in inverted commas because of course it would not be “another” psychoactive substance, caffeine not being one.

Parliamentary drafters can and do make mistakes, and there can be bad drafting. But actually, they are a bright bunch. Mostly, in my experience, if you think a provision is badly drafted it’s you who’s missing something.

2015-06-03T17:31:30+00:00Tags: , , , |

What’s wrong with the
Psychoactive Substances Bill?

mzuckerm | Creative CommonsAll kinds of sensory experiences can affect thinking and impair judgement. Drinking, obviously; the inhalation of cannabis; and perhaps even the sight of a new Home Office bill.

The Psychoactive Substances Bill is intended to bring in a very broad ban on “new psychoactive substances”, otherwise known (for now) as “legal highs”. The idea is to clamp down for instance on new sorts of cannabinoids (which mimic the effect of cannabis) and cathinones (a type of stimulant which can mimic the effect of ecstasy) even before they’re invented, so the law doesn’t have to keep playing catch-up. But since it was published, claims have been made that the bill will also ban all sort of familiar things like incense, air fresheners, perfume and even flowers.

Ian Dunt wrote at politics.co.uk that the bill “seems to criminalise the majority of households in the UK”. And as Matthew Scott has written in the Telegraph (arguing that “Theresa May now wants to ban things because they cause pleasure”)

It has even been suggested by the one of the country’s best known legal bloggers, David Allen Green, that the delight produced by the scent of flowers could be enough to engage the provisions of the Bill, and what’s more he is right.

Being no scientist, I’m well aware my ignorance of how substances interact with the brain could easily lead me into error. If others with more knowledge can correct me, I’ll welcome it. But suggestions that the bill will “ban everything” seem to me exaggerated. There may indeed be some problems with the way the bill is drafted – but I don’t think this is one of them.

The definition of a psychoactive substance is in clause 2 of the bill:

(1) In this Act “psychoactive substance” means any substance which—

(a) is capable of producing a psychoactive effect in a person who consumes it, and
(b) is not an exempted substance.

(2) For the purposes of this Act a substance produces a psychoactive effect in a person if, by stimulating or depressing the person’s central nervous system, it affects the person’s mental functioning or emotional state; and references to a substance’s psychoactive effects are to be read accordingly.

(3) For the purposes of this Act a person consumes a substance if the person causes or allows the substance, or fumes given off by the substance, to enter the person’s body in any way.

Notice that under subsection (2) a substance is caught only if it affects thought or feelings by stimulating or depressing the central nervous system. This is the point I think Ian Dunt overlooks when he writes that

The brain is part of the central nervous system and emotions are felt in the brain. Therefore anything you put inside you which changes your emotional or intellectual state satisfies this definition.

A substance is not “psychoactive” under clause 2 just because it stimulates the brain and affects a person’s feelings. It must stimulate the brain and affect your thoughts or feelings by that mechanism.

Music (which I do realise isn’t a substance) stimulates a part of the brain related to hearing – as any sensory experience I think sends a signal which is received in the brain. Music can also lift your mood or depress you, depending on whether it’s Brahms or Boulez. Seeing a bright blue sky stimulates parts of the brain connected with vision, and can cheer you up. Hitting your thumb with a hammer stimulates something in the brain to do with pain, and tends to depress. But none of these things achieves its emotional effect by means of any physical or pharmacological action on the brain itself. Their effect is psychological, achieved I think (I’m open to be persuaded by those who know better) by our learned associations with the brain’s recognition of harmony, clear skies and pain in the thumb.

Lots of things affect our mood in this induced, secondary, non-pharmacological way. Nice smells stimulate the olfactory bulb, which I understand is part of the central nervous system. But nice smells don’t change your mood by the mechanism of stimulating or depressing your central nervous system. They are not in this respect like coffee, cigarettes or wine, whose ingredients really do cross the blood-brain barrier, and whose molecules really do affect us by interacting directly with brain tissue. Coffee, tobacco and alcoholic drinks enjoy specific exemptions under Schedule 1.

Indeed, Matthew Scott himself accepts that not all substances taken into the body act on the brain, when he ridicules the bill’s exemption for “homoeopathic medicinal products”:

A pointless exemption has been given to homoeopathic preparations, even though there is no chance whatever that the silly little pills of nothingness and quackery would have any effect on your brain anyway, except as a placebo.

This reveals that even Matthew cannot think every nice thing falls within clause 2. Water tastes good, and can certainly cheer you up. It has the same sort of secondary emotional effects as the smell of flowers. But once you accept that water (or any other “inactive” ingredient or placebo) is not psychoactive because incapable of having any effect on the brain except by a psychological mode of action, you have already stepped back from the strong claim that the bill “bans pleasure”. If everything pleasant really were banned under clause 2, then an exemption for homoeopathic products consisting entirely of water would not be pointless at all. Matthew himself identifies the distinction that undermines his argument.

It’s not right, then, simply to say clause 2 catches everything that smells nice and lifts your mood, like flowers or everyday perfume.

To be clear, I am not arguing that perfumes or plants are “exempt” from the bill. An offence could be committed under the bill if some new psychoactive substance contained in perfume were capable of being delivered to the brain through the nose, and acting on it. And an offence could conceivably be committed by supplying a plant with a fragrance that acted in the same way. My point is that clause 2 of the bill does not simply cover every nice-smelling thing behind the perfume counter or at the local florist.

You might argue that the current wording of the bill does not adequately target the distinction I’m making between substances that act physically on the brain, and those whose effects are secondary. But clause 2, which covers only substances that affect mental functioning or emotional state by stimulating or depressing the central nervous system, arguably does the job well enough; and I think courts are likely to interpret it as doing so.

But there’s another reason why, even if something really does act on the central nervous system, it’s still not necessarily “banned”. For one thing, the bill will not criminalise its possession or use at all. What’s more, not even its production or supply will necessarily be prohibited.

There’s an offence of supplying a psychoactive substance, under clause 5(1):

A person commits an offence if—

(a) the person intentionally supplies a substance to another person,
(b) the substance is a psychoactive substance,
(c) the person knows or suspects, or ought to know or suspect, that the substance is a psychoactive substance, and
(d) the person knows, or is reckless as to whether, the psychoactive substance is likely to be consumed by the person to whom it is supplied, or by some other person, for its psychoactive effects.

Let’s take as our example products containing frankincense, which I understand (I’m grateful to Nelson Jones for telling me) has been shown to have psychoactive effects. If you buy a product containing frankincense, the retailer will have intentionally supplied a substance to you, so satisfying subsection (a); and it, or the frankincense in it, will be a psychoactive substance, so satisfying subsection (b).

It’s not quite so clear that the retailer ought to know or suspect frankincense has psychoactive effects, so satisfying subsection (c). But even supposing he or she ought to suspect this, subsection (d) would still present a serious problem for any prosecution.

While some customers might know frankincense has potential antidepressant effects and buy it precisely for that reason, that’s not actually why most people buy incense. Most of us buy incense simply because we think it smells nice, or perhaps as an aid to meditation. Even if we think it may have psychoactive effects (as I suppose I do, now), we don’t buy it for those effects. So we can’t say the retailer knows we’re likely to want it because of them.

That leaves recklessness. Admittedly, if the retailer does happen to know the incense is psychoactive, he or she will be aware we might want it for its psychoactivity and may even think it likely that we do (which I think is what “recklessness as to likelihood” in subsection (d) requires). But it still doesn’t follow that supplying us with the incense would be reckless.

Recklessness in law is not simply doing something that you’re aware involves risk. It’s accepting a risk unreasonably. As Lord Bingham explained in the House of Lords in 2003 in R v G (see para. 41)

A person acts recklessly … with respect to –
(i)  a circumstance when he is aware of a risk that it exists or will exist;
(ii)  a result when he is aware of a risk that it will occur;
and it is, in the circumstances known to him, unreasonable to take the risk.

Here, I think we’re talking about recklessness as to the circumstance that a substance is “likely to be consumed … for its psychoactive effects”.

So even if a retailer really did suspect us of wanting to fill our lounge with incense in the hope of easing depression, selling it to us wouldn’t be reckless in respect of that likelihood. The retailer knows incense is burned and its smoke inhaled all over the world without ill effects, by and large. It’s therefore reasonable to sell it in spite of the likelihood we’ll try using it as an ambient anti-depressant.

It might be argued (as Professor James Chalmers has suggested on Twitter) that what I’m doing here is reading in to the bill a “harm test” that simply isn’t there. But I disagree. Any alternative interpretation, dropping the requirement for risk-taking to be unreasonable, would be a strange approach to recklessness. On that approach major surgery and motorway driving would always be reckless, since they involve knowingly running serious risks. I’m not reading in a “harm test”: my approach is an orthodox application of the recklessness test explicitly written in to the bill.

If I’m correct then even if they really were psychoactive (I think not), and even if it were suspected a customer was likely to try getting high on them (surely a rare suspicion), selling flowers or Chanel No. 5 would be reasonable and therefore lawful.

Having poured cold water on some of the claims made about the bill, let me turn to some concerns I think may be real. They relate to how, on its face, the bill treats two particular types of psychoactive substance.

The first are substances that aren’t risky, but which seem to have demonstrable psychoactive effects and are typically used because of our belief in them. Lavender oil may be a good example. As I understand it there is some evidence that linalool, which is contained in lavender, has anaesthetic, depressant effects. And of course many people do buy lavender precisely because they think it will be calming – helping them go to sleep if they put a few drops on their pillow, for example.

A retailer selling lavender oil – at least when marketed in the context of aromatherapy rather than as (say) a moth repellent – surely knows most customers are using it for what they think are its calming effects. Indeed, Boots’ packaging of lavender oil says it’s “to help relax and soothe”. In these circumstances, the fact that it may actually have demonstrable psychoactive effects means all elements of the clause 5(1) offence are potentially satisfied. The retailer may be supplying a psychoactive substance and ought perhaps to suspect it to be psychoactive; and he or she knows the customer wants it for that very reason. A typical retail supply of lavender oil would indeed appear to be unlawful on the face of the bill. And depending on the scientific evidence, Matthew Scott may have a point about hop pillows.

The other type of substance I’m concerned about is those that have legitimate household uses but are known sometimes to be used for their psychoactive effects, and to be risky. Glue and solvents are the obvious examples.

I don’t think a retailer selling a glue or solvent would ordinarily commit an offence under clause 5(1) as it’s drafted. Yes, the retailer would intentionally supply a psychoactive substance knowing it to be psychoactive. But the retailer would not know the customer wanted it for that effect (unless the customer said so); nor would the retailer be reckless in most cases. The requirement of recklessness

as to whether the psychoactive substance is likely to be consumed … for its psychoactive effects

means in my view that the supplier must suspect that the glue or solvent is likely being bought for sniffing. If that’s right, the retailer could only sell recklessly if it seemed the particular customer at the counter might well be buying the product for that reason. That would obviously be a minority of cases. So, while an individual sale could indeed amount to the clause 5(1) offence, sales of glue would not in any general sense be “banned”.

But manufacturers, importers and wholesale suppliers of glue and solvents are in a more problematic position. They knowingly sell psychoactive substances to other businesses. And while their trade customers (Sainsbury’s, for instance) aren’t the sort of “person” who’s even capable of sniffing glue, manufactures and wholesalers must know there’s a risk that a part of any large order is eventually

likely to be consumed … by some other person for its psychoactive effects

to quote section 5(1)(d). The greater the quantity they sold to a trade customer in fulfilment of any order, the more obvious this risk would be.

The only ways of escaping liability would be either an argument that no order fulfilled was so big that any single unit was likely to be sniffed by an end user; or an argument that knowingly engaging in wholesale supply was reasonable so not reckless, given that glue and solvents are overwhelmingly used properly and given the “downstream” safeguard of retailers’ duty not to sell recklessly. Those arguments might work; but I can imagine manufacturers and wholesalers being slightly worried by the bill.

A similar problem may apply to wholesalers of lavender oil, and manufacturers of both types of product may risk committing the clause 4 offence of producing a psychoactive substance.

I’m not sure what I think about drugs policy. I have sympathy for the view that we should legalise and regulate at least some drugs, and focus on tackling the health problems they cause. At the same time I doubt that would be a panacea, and understand why legal prohibitions may be indispensable. It’s not obvious to me that this bill is stupid, and something like it seems to have been working acceptably in Ireland.

There may be problems on the face of the bill, which will benefit from close scrutiny. We need to know whether or not ministers intend to affect trade in products like glue and lavender oil, and if not how they can reassure the industries affected. One way might be to make businesses like these exempted activities, in regulations made under clause 10.

But I really don’t think the bill bans perfume, incense or flowers.

2015-06-03T15:09:09+00:00Tags: , , |

Why Michael Gove must think carefully about the Human Rights Act

Policy Exchange | Creative CommonsA fair amount’s been written about the problems ministers face as they aim to “scrap” the Human Rights Act (to use the words of the 2015 Conservative manifesto). Replacing the Act as it applies in Scotland probably breaches the convention that Westminster does not normally legislate on a devolved matter (which human rights is) without the Scottish Parliament’s consent. Repealing it in Northern Ireland without a like-for-like replacement may breach of the UK’s legal obligations to Ireland, entered into in the British-Irish Agreement of 1998 (see article 2), to do what’s needed to (in the words of Part 6, para. 2 of the Good Friday Agreement)

complete incorporation into Northern Ireland law of the European Convention on Human Rights (ECHR), with direct access to the courts, and remedies for breach of the Convention.

These concerns should be enough to give Conservatives pause. But there’s a deeper reason for caution. The plan is very dangerous from a Conservative point of view even if you ignore those problems. Published last October, the plan promised to do two things in particular that need the most exquisite care.

The Conservatives said they would (page 6 of the October plan)

Break the formal link between British courts and the European Court of Human Rights. In future Britain’s courts will no longer be required to take into account rulings from the Court in Strasbourg

and that they’d

Prevent our laws from being effectively re-written through ‘interpretation’. In future, the UK courts will interpret legislation based upon its normal meaning and the clear intention of Parliament, rather than having to stretch its meaning to comply with Strasbourg case-law.

Both these proposals involve serious risk, if you’re against judicial activism and judges taking power at the expense of Parliament. I’ll deal with each in turn.

The “formal link” between our courts and Strasbourg case law is created by section 2(1) of the Human Rights Act, which says

A court or tribunal determining a question which has arisen in connection with a Convention right must take into account any—
(a) judgment, decision, declaration or advisory opinion of the European Court of Human Rights …

It’s worth reminding ourselves that this is not a requirement to follow Strasbourg, and that British judges have become noticeably less inclined to do so in recent years. But if the government is determined to change the rule, it has the following alternatives: it could

  • make clear that UK judges may still take Strasbourg rulings into account (which is the same as leaving it up to judges to decide whether to do so or not), or
  • make clear that UK judges may not take Strasbourg rulings into account at all.

The first option would be a purely cosmetic change. If our judges are allowed to take Strasbourg rulings into account, then they probably will. Why wouldn’t they? If the government does this and claims it’s doing something radical, it’ll be conning its Eurosceptic supporters.

But there would be a really serious danger with the second option. If our judges were forbidden even to consider Strasbourg rulings, how would they decide the content of (for instance) the right to respect for private life, or freedom of religion? European judges in Strasbourg at least give lip-service (and often much more than that) to the idea that an international court should be slow to intervene in national democratic decisions. This is the so-called “margin of appreciation” doctrine.

If that body of rights thinking were denied to it, our judges might well be more inclined to consider legal arguments based on case law from national courts in the US, Australia, South Africa or Canada – whose Supreme Court has just gone further than our own and ruled its Parliament’s legislation on suicide in breach of the Canadian Charter of Rights and Freedoms. Our Supreme Court could well be increasingly influenced by these less cautious courts, and become more like them.

The government would love to fight back by arguing that our judges should show restraint, as the European Court of Human Rights has done on assisted suicide and more recently when it permitted France’s ban on the niqab. But reliance on cases like that would be forbidden, of course. Our courts could not even take such cautious thinking into account. Who could complain if, on this basis, British judges became more interventionist, not less? Haven’t the Conservatives said they want to make the Supreme Court “supreme”?

The Tory plan published last October also said

In future, the UK courts will interpret legislation based upon its normal meaning and the clear intention of Parliament, rather than having to stretch its meaning to comply with Strasbourg case-law.

On interpretation, loosing our judges from their Human Rights Act moorings would, again, be likely to create more problems than it solves.

Faced with a human rights problem affecting legislation, our judges currently have two options. Either they they declare the legislation in breach of human rights (a power the Conservatives have not yet said they want to remove); or they “reinterpret” the legislation, bending it a bit so that it complies with human rights. They do this under section 3(1) of the Human Rights Act, which says

So far as it is possible to do so, primary legislation and subordinate legislation must be read and given effect in a way which is compatible with the Convention rights.

A useful example of this in action happens to be the leading case on human rights interpretation, Ghaidan v Godin-Mendoza. In that case, a gay man had lived with his partner in a rented property for years; and when the partner died, he simply wanted to carry on the tenancy in his own name. But his landlord (Mr Ghaidan) wanted to evict him, and take possession of the flat. The Rent Act 1977 seemed to support the landlord because the relevant provisions allowed the tenancy to transfer automatically only in the case of

a person who was living with the original tenant as his or her wife or husband

the established interpretation of which (that is, an interpretation “based upon its normal meaning and the clear intention of Parliament” to use the words of the Conservative human rights plan) was that it included the unmarried survivors of straight, but not gay, relationships. The House of Lords regarded this as discriminatory, so not permitted by the Convention rights. What to do?

Using section 3 of the Human Rights Act, the House of Lords reinterpreted the Rent Act so that tenancies like this would transfer. The words

a person who was living with the original tenant as his or her wife or husband

would now be read as including same-sex survivors. The House of Lords decided that, faced with a situation like this, they did not have to declare provisions of the Rent Act in breach of human rights.

There are limits to “reinterpretation”, the House of Lords ruled: judges should not use their power to rewrite fundamental principles of legislation. But otherwise, judges should be prepared to update the meaning of legislation to deal with problems like the tenant’s in Ghaidan. I recall no political outcry about the Ghaidan case, which I don’t think is ever cited as an example of human rights mission-creep. Parliament can still restore the pre-Ghaidan law if it wants to.

How could the courts deal with such a case in future? If the power of “reinterpretation” were denied to judges, they could be forced, instead, to declare the relevant legislation incompatible with human rights. A tenant like Mr Godin-Mendoza would be evicted, and Parliament would be forced to consider changing the law regardless of how much other business it has. There would be more (not fewer) headlines about judges condemning Acts of Parliament. In substance the position would be like now, but Parliament would seem more often to obey judicial diktat. Do Conservatives really want this? Before answering, they should realise it may be the best-case scenario, assuming judicial restraint.

There is another, more worrying possibility. If judges weren’t required to interpret legislation according to the Ghaidan approach under section 3 of the Human Rights Act, they’d be free to decide for themselves how to interpret it faced with what they saw as “fundamental rights” problems. How might they approach that sort of question, left to themselves? Let’s consider the recent Supreme Court judgment about Prince Charles’s letters.

This had nothing whatever to do with human rights. After a tribunal had ruled that the letters must be disclosed, the Attorney General invoked the ministerial veto on disclosure, in section 53(2) of the Freedom of Information Act (or “FOIA”).

But (see paras. 56–57 of Lord Neuberger’s judgment) Lord Neuberger invoked the entirely judge-made “principle of legality” to justify a dramatic reinterpretation, cutting down and neutering the ministerial veto deliberately written in by Parliament. Lord Neuberger quoted in support of his radical approach (para. 56) the words of one of his Supreme Court colleagues in a case as recent as 2011:

The principle of legality means not only that Parliament cannot itself override fundamental rights or the rule of law by general or ambiguous words, but also that it cannot confer on another body, by general or ambiguous words, the power to do so.

The words of section 53 seemed clear enough to one of Lord Neuberger’s colleagues, Lord Wilson. He complained in effect (para 168 of his judgment) that the majority on the Supreme Court (in agreeing with the Court of Appeal)

did not in my view interpret section 53 of FOIA. It re-wrote it.

He, though, was in the minority. The majority of judges felt entitled to veto the section 53 veto because, as Lord Neuberger put it (para. 115 of his judgment)

a decision of a judicial body should be final and binding and should not be capable of being overturned by a member of the executive.

Section 53, he said (para. 115)

enables the executive to overrule a judicial decision, but only “on reasonable grounds”, and the common law ensures that those grounds are limited so as not to undermine the fundamental principle, or at least to minimise any encroachment onto it.

Nor did Lord Neuberger even consider whether the veto might be a “fundamental principle” of the Freedom of Information Act, as he would have had to do in a Human Rights Act case.

The Prince Charles letters case may seem to politicians an ephemeral ruling, about a trivial issue. But legally, it was a somewhat bigger deal. It should worry Tories. This is very likely how judges will approach common law “fundamental rights” interpretation across the board, if section 3 is repealed. It’s less restrained, and less constrainable by Parliament, than the Ghaidan approach judges have arrived at under the Human Rights Act.

Told they must indeed be “supreme”, unshackled from Strasbourg’s increasingly cautious case law and released from the balanced Human Rights Act approach to interpretation, there’s a real risk our judges will use their new-found freedom from Strasbourg and their own invented “principle of legality” to become a more intrusive constitutional court, readier than ever to condemn and rewrite Acts of Parliament. If this is allowed to happen, one day Tories may curse the memory of Michael Gove.

A wise Conservative should take time, and think very hard, before mucking about with the Human Rights Act.

What a Fix-Up! My e-book on the Fixed-term Parliaments Act

What a Fix-Up!What a Fix-Up! is my new e-book about the Fixed-term Parliaments Act 2011: what it says, its place in the constitution, the different ways it can be read, and how politicians might use and abuse it in the 2015 Parliament.

What a Fix-Up! gives a quick guide to the constitution (with a clear explanation of who’s appointed PM in a hung Parliament). After settting out the old system and telling how the rules were changed, What a Fix-Up! provides an in-depth analysis of the Act’s provisions, explaining the different ways it can be interpreted and the political implications of each of them, before looking at how the Act might be used and contested by politicians in three hypothetical Parliaments.

What a Fix-Up! is not only the essential guide to the Fixed-term Parliaments Act, but a sharp critique and a passionate argument for repeal.

You can buy What a Fix-Up! for Kindle here.

 

2015-05-06T11:37:50+00:00Tags: , , |

RightsInfo

Image courtesy of RightsInfo

RightsInfo is a new website devoted to information about and advocacy for human rights. It’s the brainchild of Adam Wagner, the barrister and founder the the UK Human Rights Blog; and has a considerable team behind it.

It tells us what human rights do for us, and tackles the 14 worst human rights myths. Over the next few weeks it’s revealing 50 human rights cases everyone should know about, in the form of human stories anyone can relate to. If you’re not sure where to start, here’s what to do on your first visit.

What’s immediately striking about the site, is its clean, contemporary look. When you combine that design and usability with content that’s authoritative and engaging, RightsInfo adds up to a really interesting web initiative in the public understanding of law.

You’ll certainly want to subscribe to RightsInfo if you’re interested in human rights. But more importantly, it’s going to be an excellent place to send anyone who’s sceptical about human rights but open to persuasion. RightsInfo is an impressive new tool – and I wish it well.

2015-04-22T16:47:23+00:00Tags: |
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